-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CRb0SX4jb24cp3jvYDNPz5xk7usli6RsyH5LBlu49aH3qJ1VV4F9gFWlaPvpGnUC 4LthVFl4ptpaIAnLfQMWjg== 0000909518-06-000677.txt : 20060703 0000909518-06-000677.hdr.sgml : 20060703 20060703144451 ACCESSION NUMBER: 0000909518-06-000677 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20060703 DATE AS OF CHANGE: 20060703 GROUP MEMBERS: ABIGAIL S. WEXNER GROUP MEMBERS: FOXCOTE ONE GROUP MEMBERS: FOXCOTE TWO GROUP MEMBERS: LESLIE H. WEXNER GROUP MEMBERS: RHREI TRUST GROUP MEMBERS: THE FAMILY TRUST GROUP MEMBERS: TRUST 600 GROUP MEMBERS: WEXNER PERSONAL HOLDINGS CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIMITED BRANDS INC CENTRAL INDEX KEY: 0000701985 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-WOMEN'S CLOTHING STORES [5621] IRS NUMBER: 311029810 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33912 FILM NUMBER: 06940567 BUSINESS ADDRESS: STREET 1: THREE LIMITED PKWY STREET 2: P O BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6144157000 MAIL ADDRESS: STREET 1: THREE LIMITED PARKWAY STREET 2: P.O. BOX 16000 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: LIMITED INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEXNER LESLIE H CENTRAL INDEX KEY: 0000901359 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL INC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3123213136 MAIL ADDRESS: STREET 1: C/O HOLLINGER INTERNATIONAL IC STREET 2: 401 NORTH WABASH STE 740 CITY: CHICAGO STATE: IL ZIP: 60611 SC 13D/A 1 mm7-0306_sc13da32.txt AMENDMENT NO.32 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 32) LIMITED BRANDS, INC. (Name of Issuer) COMMON STOCK, $0.50 PAR VALUE 532716-10-7 (Title of class of securities) (CUSIP number) RAYMOND O. GIETZ, ESQ. - -------------------------------------------------------------------------------- WEIL, GOTSHAL & MANGES LLP 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 (212) 310-8000 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) JUNE 28, 2006 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. ================================================================================ - -------------------------------------------------------------------------------- CUSIP No. 532716-10-7 13D Page 2 - --------------------------------------------------------------------------------
- ---------- ---------------------------------------- ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Leslie H. Wexner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ---------- ------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ---------- ------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ---------- ----------------------- ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS: N/A - ---------- ------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ---------- ----------------------------------------------------- ------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ------------------- ----- -------------------------------------- ------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER: 40,437,504 SHARES ----- -------------------------------------- ------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: 18,040,742 OWNED BY ----- -------------------------------------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 41,747,197 REPORTING ----- -------------------------------------- ------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: 18,040,742 - ---------- ------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 59,787,939 - ---------- ------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ---------- ------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 14.9% - ---------- ---------------------------------------- ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN - ---------- ---------------------------------------- ------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------------------------------------- ------------------------------------------------
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- -------------- ---------------------------------------- -------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Abigail S. Wexner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - -------------- ----------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - -------------- ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------- ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - -------------- ----------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------- ----------------------------------------------------- ------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - ----------------------- ----- -------------------------------------- ------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: -0- SHARES ----- -------------------------------------- ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 10,168,573 OWNED BY ----- -------------------------------------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: -0- REPORTING ----- -------------------------------------- ------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 10,168,573 - -------------- ------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 10,168,573 - -------------- ----------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [X] - -------------- ------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.6% - -------------- ---------------------------------------- -------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN - -------------- ---------------------------------------- -------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------------------------------- -------------------------------------------------
- -------------------------------------------------------------------------------- CUSIP No. 532716-10-7 13D Page 4 - --------------------------------------------------------------------------------
- ----------- ---------------------------------------- -------------------------------------------------------- 1 NAME OF REPORTING PERSON: Wexner Personal Holdings Corporation I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------- ------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------- ------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ----------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------- ------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------- ----------------------------------------------------- ------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ----------------------- ------ ---------------------------------- ------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 4,892,608 SHARES ------ ---------------------------------- ------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ---------------------------------- ------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 4,892,608 REPORTING ------ ---------------------------------- ------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------- ------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,892,608 - ----------- ------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------- ------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.2% - ----------- ---------------------------------------- -------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ----------- ---------------------------------------- -------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------------------------------- -------------------------------------------
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- ----------- ---------------------------------------- ------------------------------------------------ 1 NAME OF REPORTING PERSON: Foxcote One I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------- --------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------- ----------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ----------------------- ----------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------- --------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------- ----------------------------------------------------- ----------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ----------------------- ------ ---------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 8,657,998 SHARES ------ ---------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ---------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 8,657,998 REPORTING ------ ---------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------- ----------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 8,657,998 - ----------- --------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------- ----------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.2% - ----------- ---------------------------------------- ------------------------------------------------ 14 TYPE OF REPORTING PERSON: OO - ----------- ---------------------------------------- ------------------------------------------------ SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------------------------------- -----------------------------------
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- ----------- ---------------------------------------- ------------------------------------------------- 1 NAME OF REPORTING PERSON: Foxcote Two I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------- ------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------- ------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------- ----------------------- ------------------------------------------------------------------ 4 SOURCE OF FUNDS: N/A - ----------- ------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------- ----------------------------------------------------- ------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ----------------------- ------ ---------------------------------- ------------------------------------ NUMBER OF 7 SOLE VOTING POWER: 2,885,305 SHARES ------ ---------------------------------- ------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ---------------------------------- ------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 2,885,305 REPORTING ------ ---------------------------------- ------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------- ------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 2,885,305 - ----------- ------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------- ------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.7% - ----------- ---------------------------------------- ------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------- ---------------------------------------- ------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------------------------------- ------------------------------------
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- ----------- ---------------------------------------- --------------------------------------------- 1 NAME OF REPORTING PERSON: Trust 600 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------- -------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------- -------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------- ----------------------- -------------------------------------------------------------- 4 SOURCE OF FUNDS: N/A - ----------- -------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------- ----------------------------------------------------- -------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ----------------------- ------ ---------------------------------- -------------------------------- NUMBER OF 7 SOLE VOTING POWER: 3,300,568 SHARES ------ ---------------------------------- -------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ---------------------------------- -------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 3,300,568 REPORTING ------ ---------------------------------- -------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------- -------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,300,568 - ----------- -------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------- -------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.8% - ----------- ---------------------------------------- --------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------- ---------------------------------------- --------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------------------------------- --------------------------------
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- ----------- ---------------------------------------- ------------------------------------------------- 1 NAME OF REPORTING PERSON: R.H.R.E.I. Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------- ------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------- ------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------- ----------------------- ------------------------------------------------------------------ 4 SOURCE OF FUNDS: N/A - ----------- ------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - ----------- ----------------------------------------------------- ------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - ----------------------- ------ ---------------------------------- ------------------------------------ NUMBER OF 7 SOLE VOTING POWER: 4,571,601 SHARES ------ ---------------------------------- ------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ------ ---------------------------------- ------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 4,571,601 REPORTING ------ ---------------------------------- ------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------- ------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,571,601 - ----------- ------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------- ------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.2% - ----------- ---------------------------------------- ------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------- ---------------------------------------- ------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT!
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- ----------- ---------------------------------------- ------------------------------------------------------------- 1 NAME OF REPORTING PERSON: The Family Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): - ----------- ------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] - ----------- ------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ----------- ----------------------- ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS: N/A - ----------- ------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ----------- ----------------------------------------------------- ------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio - -------------------- ----- -------------------------------------- ------------------------------------------------ NUMBER OF 7 SOLE VOTING POWER: 15,000,000 SHARES ----- -------------------------------------- ------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: -0- OWNED BY ----- -------------------------------------- ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 15,000,000 REPORTING ----- -------------------------------------- ------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: -0- - ----------- ------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 15,000,000 - ----------- ------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ----------- ------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 3.8% - ----------- ---------------------------------------- ------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO - ----------- ---------------------------------------- -------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT! This Amendment No. 32 amends the Schedule 13D dated June 25, 1985, as amended in certain respects by Amendments No. 1 through 31 thereto, and is filed by Leslie H. Wexner, for and on behalf of himself, Abigail S. Wexner, Wexner Personal Holdings Corporation, Foxcote One, Foxcote Two, Trust 600, the R.H.R.E.I. Trust, and The Family Trust (collectively, the "Purchasers"), with respect to the common stock, $0.50 par value per share (the "Common Stock"), of Limited Brands, Inc. (the "Company"). Item 2. Identity and Background. Item 2 is amended as follows: The Family Trust is a trust organized under the laws of Ohio. The principal business of the trust is investments, and the principal office of the trust is 8000 Walton Parkway, New Albany, Ohio 43054. Leslie H. Wexner is the sole trustee of The Family Trust. During the last five years neither The Family Trust nor Leslie H. Wexner, has been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. Other information required by Item 2 of Schedule 13D with respect to Leslie H. Wexner has been reported previously. An agreement among the Purchasers with respect to the filing of this statement is attached hereto as Exhibit 1. Item 5. Interest in Securities of the Issuer. (a) The responses of the Purchasers to Rows (11) through (13) of the cover pages of this Amendment No. 32 are incorporated herein by reference. As of July 2, 2006, the Purchasers beneficially owned the number shares of the Common Stock listed below, representing approximately the percentage of the outstanding shares of Common Stock set forth opposite such number (the outstanding shares of Common Stock, 396,270,652, being based on the number of shares outstanding as of May 25, 2006 as reported in the Company's Quarterly Report on Form 10-Q for the quarterly period ended April 29, 2006), as determined in accordance with Rule 13d-3. Percent Person Number of Shares of Class ------------------- ----------------------- -------- Leslie H. Wexner 59,787,939 (1)(3)(4)(5)(6)(7)(8) 14.9% Abigail S. Wexner 10,168,573 (2)(5) 2.6% Wexner Personal Holdings 4,892,608 (3) 1.2% Corporation Foxcote One 8,657,998 (4) 2.2% Foxcote Two 2,885,305 (5) 0.7% 10 Percent Person Number of Shares of Class ------------------- ----------------------- -------- Trust 600 3,300,568 (6) 0.8% R.H.R.E.I. Trust 4,571,601 (7) 1.2% The Family Trust 15,000,000 (8) 3.8% - ---------------------------- (1) Includes: 1,309,693 shares held in Limited Brands Savings and Retirement Plan for Mr. Wexner's account (as of May 31, 2006) over which Mr. Wexner exercises dispositive but not voting control; and 5,053,245 shares issuable within approximately 60 days upon exercise of outstanding options held by Mr. Wexner. Also includes 7,283,268 shares (including 8,702 shares issuable within approximately 60 days upon exercise of outstanding options) beneficially owned by Abigail S. Wexner, Mr. Wexner's wife, as to which Mr. Wexner may be deemed to share the power to vote and direct the disposition. (2) Includes 8,702 shares issuable within approximately 60 days upon exercise of outstanding options held by Mrs. Wexner. The power to vote or direct the disposition of the shares beneficially owned by Mrs. Wexner may be deemed to be shared with her husband, Leslie H. Wexner. Excludes 49,619,366 shares beneficially owned by Leslie H. Wexner, Mrs. Wexner's husband, as to which Mrs. Wexner disclaims beneficial ownership. (3) Power to vote or direct the disposition of the 4,892,608 shares held by Leslie H. Wexner as the sole stockholder, director and officer of Wexner Personal Holdings Corporation. (4) Power to vote or direct the disposition of the 8,657,998 shares held by Leslie H. Wexner as the sole trustee of Foxcote One. (5) Power to vote or direct the disposition of the 2,885,305 shares held by Foxcote Two may be deemed to be shared by its two trustees, Abigail S. Wexner and Leslie H. Wexner. (6) Power to vote or direct the disposition of the 3,300,568 shares held by Trust 600 may be deemed to be shared by Leslie H. Wexner and Jeffrey E. Epstein, who is the sole stockholder, director and president of the trustee. (7) Power to vote or direct the disposition of the 4,571,601 shares held by the R.H.R.E.I. Trust may be deemed to be shared by Leslie H. Wexner and Jeffrey E. Epstein, who is the sole stockholder, director and president of the trustee. (8) Power to vote or direct the disposition of the 15,000,000 shares held by Leslie H. Wexner as the sole trustee of The Family Trust. (b) The responses of the Purchasers to (i) Rows (7) through (10) of the cover pages of this Amendment No. 32 and (ii) Item 5(a) hereof are incorporated herein by reference. (c) In addition to the transactions described in Item 6 of this Amendment No. 32 (which are hereby incorporated herein by reference), during the past 60 days the Purchasers effected the following transaction in the Common Stock: 11
Date of Amount of Price per Where and Person Transaction Securities Share How Effected ------ ----------- ---------- ----- ------------ Abigail S. Wexner 5/8/06 754 shares $23.21 Abigail S. Wexner, for service as a director of the Company, received from the Company, fees in shares of Common Stock. Leslie H. Wexner 5/8/06 408,262 shares $8.9894 Leslie H. Wexner acquired the shares of Common Stock upon his exercise of an employee stock option. Leslie H. Wexner 5/8/06 243,474 shares $8.8665 Leslie H. Wexner acquired the shares of Common Stock upon his exercise of an employee stock option.
(d), (e): Not Applicable Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. Item 6 is amended as follows: On October 6, 2005, Foxcote One transferred 6,342,002 shares of Common Stock to Leslie H. Wexner without consideration in exchange. On October 6, 2005, Foxcote Two transferred 2,114,695 shares of Common Stock to Abigail S. Wexner without consideration in exchange. On February 16, 2006, the Abigail S. Koppell Grantor Trust transferred 400,000 shares of Common Stock to Abigail S. Wexner without consideration in exchange. On March 31, 2006, Mr. Wexner transferred 15,000,000 shares of Common Stock to The Family Trust without consideration in exchange. Item 2 of this Amendment No. 32 to Schedule 13D is incorporated herein by reference. On June 28, 2006, Leslie H. Wexner entered into a Third Loan and Pledge Modification Agreement with JPMorgan ChaseBank, NA (the "Lender"). Pursuant to a Pledge Agreement, dated as of April 16, 1992, as so amended, Leslie H. Wexner has pledged 5,000,000 shares of Common Stock as collateral security for a loan facility from the Lender. In addition, Leslie H. Wexner and Abigail S. Wexner maintain margin securities accounts at brokerage firms, and the positions held in such margin accounts, which may from time to time include shares of Common Stock, are pledged as collateral security for the repayment of debit balances, if any, in the accounts. Item 7. Materials to be Filed as Exhibits. Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, Wexner Personal Holdings Corporation, Foxcote One, Foxcote Two, Trust 600, the R.H.R.E.I. Trust, and The Family Trust, dated July 3, 2006. 12 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 3, 2006 Leslie H. Wexner ------------------------------------ Leslie H. Wexner Abigail S. Wexner ------------------------------------ Abigail S. Wexner WEXNER PERSONAL HOLDINGS CORPORATION By: Leslie H. Wexner --------------------------------- Name: Leslie H. Wexner Title: President FOXCOTE ONE By: Leslie H. Wexner --------------------------------- Leslie H. Wexner, Trustee FOXCOTE TWO By: Abigail S. Wexner --------------------------------- Abigail S. Wexner, Trustee Trust 600 By: Financial Trust Company, Inc, as trustee By: Jeffrey E. Epstein --------------------------------- Jeffrey E. Epstein, President R.H.R.E.I. Trust By: Financial Trust Company, Inc, as trustee By: Jeffrey E. Epstein --------------------------------- Jeffrey E. Epstein, President THE FAMILY TRUST By: Leslie H. Wexner --------------------------------- Leslie H. Wexner, Trustee 13 EXHIBIT INDEX ------------- Exhibit No. ----------- Exhibit 1 Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, Wexner Personal Holdings Corporation, Foxcote One, Foxcote Two, Trust 600, the R.H.R.E.I. Trust, and The Family Trust, dated July 3, 2006. 14
EX-99 3 mm7-0306_jfi.txt EXHIBIT 1 - JOINT FILING AGREEMENT Exhibit 1 --------- JOINT FILING AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date and any amendments thereto with respect to beneficial ownership by the undersigned of shares of the common stock, par value $0.50 per share, of Limited Brands, Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: July 3, 2006 Leslie H. Wexner ------------------------------------ Leslie H. Wexner Abigail S. Wexner ------------------------------------ Abigail S. Wexner WEXNER PERSONAL HOLDINGS CORPORATION By: Leslie H. Wexner --------------------------------- Name: Leslie H. Wexner Title: President FOXCOTE ONE By: Leslie H. Wexner --------------------------------- Leslie H. Wexner, Trustee FOXCOTE TWO By: Abigail S. Wexner --------------------------------- Abigail S. Wexner, Trustee Trust 600 By: Financial Trust Company, Inc, as trustee By: Jeffrey E. Epstein --------------------------------- Jeffrey E. Epstein, President R.H.R.E.I. Trust By: Financial Trust Company, Inc, as trustee By: Jeffrey E. Epstein --------------------------------- Jeffrey E. Epstein, President THE FAMILY TRUST By: Leslie H. Wexner --------------------------------- Leslie H. Wexner, Trustee
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